Business/Securities Litigation

Representative Cases

Benjamin Bruk IRA, et al v. Merrimac Corporate Securities, Inc.: Represent client before the Financial Industry Regulatory Authority (FINRA) regarding breach of fiduciary duty by stockbroker. Pending.

In re UnitedHealth Care: Participated in large-scale securities investigation before the Securities and Exchange Commission (SEC) in the famous “backdated” stock options case in 2006, led by preeminent securities attorney, Bill McLucas. Favorable decision.

Fuller v. Biodiesel Industries, Inc.: Represented executives of bio-diesel company in a dispute involving compensation consisting of stock options in anticipation of initial public offering (IPO). Case settled.

Kuraka v. Ostrovsky: Vigorously litigated commercial dispute involving former business partner owners of construction company. Case settled.

Wells Fargo v. Elefante: High-net worth case in federal court involving liability of guarantors to business loan collateralized by commercial property. Case settled.